Texting in Financial Services [Infographic]

Clients want to text, your advisors are meeting their client’s demands – whether you have a compliant texting solution/program or not – and the SEC’s OIEC has issued an alert that says you need to be aware of your compliance obligations.

This infographic provides a snapshot of:

  • The state of texting today
  • Stats that prove why business texting in financial services makes sense
  • Key program considerations for each role – IT, compliance, supervision distribution/sales and marketing