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Compliance and Supervision

The enterprise-class Hearsay Cloud platform delivers last mile digital communications – websites, social media, email and text messaging – through compliant pipes. It enables firms to monitor, supervise and comply with policies and industry regulations, including FINRA, SEC, FFIEC, IIROC, FCA and MiFid II. Hearsay Cloud allows compliance and supervision teams to easily comply with complex regulatory requirements, adding channels and advisors without extra staff.

In 2018, Hearsay customers experienced a 46% decrease in compliance alerts created at the same time as they increased automated content published by 52%.