In a highly regulated space like financial services, it makes sense that there’s still confusion surrounding the legal obligations for firms engaging in one-to-one client texting.
Today, virtually every website you visit is collecting various amounts of your data, with varying levels of security.
I recently realized that it’s been a while since we introduced you to someone from Hearsay.
On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory framework standard of conduct for broker-dealers (or “firms”) and provide an interpretation of th…
Recognized by WealthManagement.
It’s been a long time coming, but it’s finally here.