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On Social Media, Can Wirehouses, Regional Broker-Dealers Catch RIAs?

Advisers at brokerage firms could be about to catch up to registered investment advisers in the social media race, as technology improves and compliance fears ease.Overly restrictive compliance departments at broker-dealers have been the biggest hurdle in getting brokerage-firm representatives up and running on social media, observers said. Unlike RIAs, many broker-dealers require pre-approval of personal messages, or limit posts to canned corporate material. For more on social media,Check out Investment News’ special report and see how you stack up.The Financial Industry Regulatory Authority…

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