California’s new state law, the California Consumer Privacy Act (CCPA), enhances privacy rights and consumer protection for California residents. It’s set to take effect on January 1, 2020 and, like…
Connecting Corporate to Field: Addressing the Lead Follow-up Opportunity (Webinar Highlights)
A couple of weeks ago I hosted a webinar featuring Corina Roy, assistant vice president of field digital at MassMutual, and Jim Kerley, chief membership officer for LIMRA and LOMA, to discuss advisor …
We’re proud to announce that Clara Shih, Founder, CEO and fearless leader of the team here at Hearsay, was recently named the first Fintech Woman of the Year at the…
Data analytics is big business, but not just any solution will do in financial services This summer, data analytics hit the big leagues. As I recently shared with InvestmentNews, Google…
In a highly regulated space like financial services, it makes sense that there’s still confusion surrounding the legal obligations for firms engaging in one-to-one client texting. Many firms err on…
On June 5, 2019 the Securities and Exchange Commission (“SEC”) voted to enhance the regulatory framework standard of conduct for broker-dealers (or “firms”) and provide an interpretation of the fiduciary…
It’s been a long time coming, but it’s finally here. Compliance experts have been talking about these changes since April 2018, when our own Deep Kingra participated in a compliance…