Skip to content

[:de]Compliance Roundtable[:]

[:de]Compliance Roundtable[:]

[:en]Join us for our Compliance Roundtable in New York on Thursday, June 22, 2017!

Location: 
SIFMA Conference Center
120 Broadway, 2nd Floor
New York, NY 10271

Agenda:
8:30 – 9:00 AM – Breakfast (optional)
9:00 – 9:45 AM – Compliance Trends for 2017
9:45 -10:00 AM – Networking Break
10:00 – 10:45 AM – Thrivent Financial presents, “Dealing with Negative Commentary on Social”
10:45 – 11:30 AM – Deep Dive on FINRA Notice 17-18
11:30 – 12:00 PM – Boxed Lunch

Can’t make it in person? Register anyway, and note it on the form. We will send out dial-in inormation!.

Any questions, reach out to Ana Sanchez.[:]

[:en]
[:]