3 Pillars of Social Media Compliance

It’s possible to allow your advisors or agents to engage with prospects and clients across social media compliantly, monitoring, capturing and archiving social communications for compliance with regulatory requirements.

Learn about the three pillars of social media compliance, the associated FINRA and SEC regulations, and how Hearsay’s built in compliance lets your advisors “get to know” their prospect in advance of a first meeting, keep a relationship going with clients in between more in-depth discussions and establish themselves as a thought leader in their niche.